Filing Details

Accession Number:
0001275158-13-000035
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-12 19:24:42
Reporting Period:
2013-12-11
Filing Date:
2013-12-12
Accepted Time:
2013-12-12 19:24:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275158 Noodles & Co NDLS Retail-Eating Places (5812) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544498 Michael James Chu 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1545446 Arnold Scott Dahnke 599 West Putnam Avenue
Greenwich CT 06830
Yes No Yes No
1555549 Cp6 Management, L.l.c. 599 West Putnam Avenue
Greenwich CT 06830
No No Yes No
1580004 Catterton-Noodles, Llc 599 West Putnam Avenue
Suite 200
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-12-11 2,145,264 $37.92 8,356,136 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents shares of the Issuer held by Catterton-Noodles, LLC. CP6 Management, L.L.C. is the manager of Catterton-Noodles, LLC. J. Michael Chu and Scott A. Dahnke are each a Managing Member of CP6 Management, L.L.C. By virtue of these relationships, each of CP6 Management, L.L.C. and Messrs. Chu and Dahnke may be deemed to share voting and dispositive power with respect to the shares of Common Stock held by the Catterton-Noodles, LLC. Each of CP6 Management, L.L.C. and Messrs. Chu and Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his or its pecuniary interest therein.