Filing Details
- Accession Number:
- 0001209191-13-056721
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 19:20:40
- Reporting Period:
- 2013-12-10
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 19:20:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1525546 | A Erik Scott | C/O Palladium Equity Partners Iii, L.p., 1270 Avenue Of The Americas, Suite 2200 New York NY 10020 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.10 Per Share | Acquisiton | 2013-12-10 | 2,000 | $15.00 | 0 | No | 4 | M | Direct | |
Common Stock, Par Value $0.10 Per Share | Disposition | 2013-12-10 | 4,691 | $29.61 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-12-10 | 2,000 | $0.00 | 2,000 | $15.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-03-27 | No | 4 | M | Direct |
Footnotes
- Pursuant to the arrangements between the Reporting Person and Palladium Equity Partners III, L.P. (the "Fund"), the Reporting Person is not permitted to retain the equity awards granted by Regional Management Corp. (the "Issuer"), and the Reporting Person is required to hold such securities for the benefit of the Fund. The Reporting Person disclaims any pecuniary interest in the securities reported herein.
- This amount represents the $31.00 public offering price per share of the common stock of the Issuer less the underwriting discount of $1.395 per share.
- The option vests in five equal annual installments beginning on the first anniversary of March 27, 2012.