Filing Details
- Accession Number:
- 0001181431-13-062618
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 19:11:05
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 19:11:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
34563 | Farmer Brothers Co | FARM | Miscellaneous Food Preparations & Kindred Products (2090) | 950725980 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1459275 | R Hortensia Gomez | Farmer Bros.co. 20333 South Normandie Avenue Torrance CA 90502 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.00 Par Value | Disposition | 2013-12-11 | 390 | $21.71 | 8,821 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Represents shares sold to cover tax obligations in connection with restricted stock that vested on December 9, 2013.
- This transaction was executed in multiple trades at prices ranging from $21.68 to $21.75; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- Includes a total of 4,015 shares (including 536 shares in fiscal 2013) allocated as of the reporting date to the reporting person pursuant to the Employee Stock Ownership Plan.