Filing Details
- Accession Number:
- 0001127602-13-034496
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 18:08:29
- Reporting Period:
- 2013-12-10
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 18:08:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1546165 | Lee Lucy Helm | 2401 Utah Ave South, Suite 800 Seattle WA 98134 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-10 | 11,029 | $22.06 | 72,773 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-10 | 1,471 | $30.79 | 74,244 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-10 | 12,500 | $77.03 | 61,744 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-12-11 | 5,794 | $0.00 | 55,950 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-12-10 | 11,029 | $0.00 | 11,029 | $22.06 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-12-10 | 1,471 | $0.00 | 1,471 | $30.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-11-16 | 2019-11-16 | No | 4 | M | Direct |
| 10,471 | 2011-11-15 | 2020-11-15 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $77.02 to $77.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 14,529 shares, became exercisable in one increment of 3,633 shares on November 16, 2010 and three increments of 3,632 shares each on November 16, 2011, November 16, 2012 and November 16, 2013.
- The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and one increment of 2,985 shares on November 15, 2013, and becomes exercisable in one increment of 2,985 shares on November 15, 2014.
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