Filing Details
- Accession Number:
- 0001225208-13-025302
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 17:49:37
- Reporting Period:
- 2013-12-10
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 17:49:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490281 | Groupon Inc. | GRPN | Services-Advertising Agencies (7311) | 270903295 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1320194 | Jeffrey Holden | C/O Groupon, Inc. 600 West Chicago Avenue Chicago IL 60654 | Svp - Product Management | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2013-12-10 | 101,706 | $10.00 | 184,865 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 3,400 | Indirect | Holden Family Generation-Skipping Trust 2008 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | $0.00 | 2012-04-18 | 533,819 | 533,819 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2012-07-26 | 373,750 | 373,750 | Direct | |
| Class A Common Stock | Restricted Stock Units | $0.00 | 2013-12-15 | 800,000 | 800,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 533,819 | 533,819 | Direct | |
| 373,750 | 373,750 | Direct | |
| 800,000 | 800,000 | Direct |
Footnotes
- The transactions reported in this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The reported price reflects the weighted average sale price per share for the transactions on December 10, 2013. The price per share for such transactions ranged from $10.00 to $10.01. Full information regarding the number of shares sold at each separate price will be provided to the United States Securities and Exchange Commission, the Issuer or a security holder of the Issuer upon a request for such information.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- One-sixth of Mr. Holden's 937,500 restricted stock units vested on April 18, 2012, and the remaining restricted stock units will vest in 60 equal installments on the 18th day of each month, beginning on May 18, 2012, subject to Mr. Holden's continued employment with the Company through each vesting date.
- The restricted stock units will vest in 32 equal installments each quarter, beginning on July 26, 2012, subject to Mr. Holden's continued employment with the Company through each vesting date. The restricted stock units were originally scheduled to vest beginning on July 26, 2013, however the grant was amended to change the first vesting date to July 26, 2012.
- Twenty-five percent (25%) of the restricted stock units reported on this line will vest on December 15, 2013 and the remainder of the restricted stock units will vest quarterly in 12 equal installments, beginning on March 15, 2014, subject to Mr. Holden's continued employment with the Company through each vesting date.
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