Filing Details
- Accession Number:
- 0001365555-13-000221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 17:05:28
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 17:05:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1365555 | Amtrust Financial Services Inc. | AFSI | Fire, Marine & Casualty Insurance (6331) | 043106389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1554552 | Leah Karfunkel | C/O Amtrust Financial Services, Inc. 59 Maiden Lane, 43Rd Floor New York NY 10038 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-12 | 209,772 | $31.41 | 9,529,637 | No | 4 | P | Indirect | By Grantor Retained Annuity Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Grantor Retained Annuity Trust |
Footnotes
- The price included in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.85 to $32.00 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commissions, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- On August 6, 2013, AmTrust Financial Services, Inc. declared a 10% stock dividend payable on September 4, 2013 to all holders of record of common stock as of August 20, 2013. As a result, the reporting person received 847,260 shares of AmTrust Financial Services, Inc. common stock on September 4, 2013.
- The reporting person is the sole trustee and a beneficiary of the Michael Karfunkel 2005 GRAT.