Filing Details

Accession Number:
0001365555-13-000221
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-12 17:05:28
Reporting Period:
2013-12-12
Filing Date:
2013-12-12
Accepted Time:
2013-12-12 17:05:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1365555 Amtrust Financial Services Inc. AFSI Fire, Marine & Casualty Insurance (6331) 043106389
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554552 Leah Karfunkel C/O Amtrust Financial Services, Inc.
59 Maiden Lane, 43Rd Floor
New York NY 10038
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-12 209,772 $31.41 9,529,637 No 4 P Indirect By Grantor Retained Annuity Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Grantor Retained Annuity Trust
Footnotes
  1. The price included in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.85 to $32.00 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commissions, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
  2. On August 6, 2013, AmTrust Financial Services, Inc. declared a 10% stock dividend payable on September 4, 2013 to all holders of record of common stock as of August 20, 2013. As a result, the reporting person received 847,260 shares of AmTrust Financial Services, Inc. common stock on September 4, 2013.
  3. The reporting person is the sole trustee and a beneficiary of the Michael Karfunkel 2005 GRAT.