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Home > Insider Trading > Filing (0001181431-13-062567)

Filing Details

Accession Number:: 0001181431-13-062567
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-12 17:03:02
Reporting Period:: 2013-12-10

Filing Date:: 2013-12-12
Accepted Time:: 2013-12-12 17:03:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1519401	Regional Management Corp.	RM	Personal Credit Institutions (6141)	570847115

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1525544	Glynn C Quattlebaum	C/O Regional Management Corp. 509 West Butler Road Greenville SC 29607	President & Coo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-10	30,000	$5.46	110,131	No	4	M	Direct
Common Stock	Disposition	2013-12-10	30,000	$29.61	80,131	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2013-12-10	30,000	$0.00	30,000	$5.46

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
264,844		2017-03-21	No	4	M	Direct

Footnotes

The stock option is vested and currently exercisable; 20% vested on October 11, 2007, 20% vested on March 21, 2008, 20% vested on March 21, 2009, 20% vested on March 21, 2010 and 20% vested on March 21, 2011.
This amount represents the $31.00 public offering price per share of the Issuer's common stock less the underwriting discount of $1.395 per share.