Filing Details
- Accession Number:
- 0001181431-13-062564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 17:01:33
- Reporting Period:
- 2013-12-10
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 17:01:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525517 | A Richard Godley | C/O Regional Management Corp. 509 West Butler Road Greenville SC 29607 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-10 | 329,220 | $29.61 | 0 | No | 4 | S | Indirect | see footnote |
| Common Stock | Disposition | 2013-12-10 | 180,000 | $29.61 | 0 | No | 4 | S | Indirect | see footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | see footnote |
| No | 4 | S | Indirect | see footnote |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,484 | Direct | |
| Common Stock | 60,000 | Indirect | see footnote |
| Common Stock | 61,505 | Indirect | see footnote |
Footnotes
- These shares of common stock of the Issuer were held by the Richard A. Godley, Sr. Revocable Trust. The reporting person is the sole trustee of the Richard A. Godley, Sr. Revocable Trust.
- These shares of common stock of the Issuer were held by the Tyler Godley Children 2012 Irrevocable Trust, dated December 17, 2012. The reporting person's wife, Pamela Denise Godley, is the trustee of the Tyler Godley Children 2012 Irrevocable Trust, dated December 17, 2012.
- These shares of common stock of the Issuer are held by the Haylei D. Tucker Family 2012 Irrevocable Trust, dated December 17, 2012. The reporting person's wife, Pamela Denise Godley, is the trustee of the Haylei D. Tucker Family 2012 Irrevocable Trust, dated December 17, 2012.
- These shares of common stock of the Issuer are held by the Pamela Denise Godley Revocable Trust. The reporting person's wife, Pamela Denise Godley, is the trustee of the Pamela Denise Godley Revocable Trust.
- This amount represents the $31.00 public offering price per share of the Issuer's common stock less the underwriting discount of $1.395 per share.
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