Filing Details
- Accession Number:
- 0001181565-13-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 16:26:38
- Reporting Period:
- 2013-12-12
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 16:26:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1527541 | Wheeler Real Estate Investment Trust Inc. | WHLR | Real Estate Investment Trusts (6798) | 452681082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1557239 | S Jon Wheeler | 2529 Virginia Beach Boulevard Suite 200 Virginia Beach VA 23452 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-12 | 2,012 | $4.25 | 8,259 | No | 4 | P | Indirect | Held in Profit Sharing Plan |
| Common Stock | Acquisiton | 2013-12-12 | 488 | $4.24 | 8,747 | No | 4 | P | Indirect | Held in Profit Sharing Plan |
| Common Stock | Acquisiton | 2013-12-12 | 1,500 | $4.22 | 10,247 | No | 4 | P | Indirect | Held in Profit Sharing Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Held in Profit Sharing Plan |
| No | 4 | P | Indirect | Held in Profit Sharing Plan |
| No | 4 | P | Indirect | Held in Profit Sharing Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 427,200 | Direct | |
| Common Stock | 2,572 | Indirect | Controlling interest in limited partnership |
| Common Stock | 1,600 | Indirect | Held by dependent child |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Units | $0.00 | 256,202 | 256,202 | Indirect | ||
| Common Stock | Common Units | $0.00 | 28,343 | 28,343 | Indirect | ||
| Common Stock | Common Units | $0.00 | 3,123 | 3,123 | Indirect | ||
| Common Stock | Common Units | $0.00 | 31,234 | 31,234 | Indirect | ||
| Common Stock | Common Units | $0.00 | 63,468 | 63,468 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 256,202 | 256,202 | Indirect | |
| 28,343 | 28,343 | Indirect | |
| 3,123 | 3,123 | Indirect | |
| 31,234 | 31,234 | Indirect | |
| 63,468 | 63,468 | Direct |
Footnotes
- Pursuant to the Partnership Agreement of Wheeler Real Estate Investment Trust LP (the "Partnership"), holders of the Partnership may, after a one year holding period, elect to exchange their common units for common stock in Wheeler Real Estate Investment Trust, Inc. (the "Company") on a one-for-one basis. Upon a redemption request, the Company has the option to purchase the common units directly, either in cash or in common stock of the Company.
- These units have been held for a year and therefore may be exchanged in accordance with the Partnership Agreement.
- These derivative securities do not have an expiration date.
- These common units have been held for less than one year and therefore may not be currently exchanged.
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