Filing Details
- Accession Number:
- 0001209191-13-056561
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 16:05:28
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 16:05:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1182129 | Auxilium Pharmaceuticals Inc | AUXL | Pharmaceutical Preparations (2834) | 233016883 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1327442 | E James Fickenscher | C/O Auxilium Pharmaceuticals, Inc 640 Lee Road Chesterbrook PA 19087 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-11 | 71,067 | $4.78 | 116,199 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-11 | 71,067 | $20.37 | 45,132 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-11 | 71,067 | $0.00 | 71,067 | $4.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2009-05-18 | 2015-05-18 | No | 4 | M | Direct |
Footnotes
- The options have been exercised and the underlying shares sold pursuant to a Rule 10b5-1 Plan dated November 11, 2013.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.09 to $20.79, inclusive.