Filing Details
- Accession Number:
- 0001140361-13-045836
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 15:48:45
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 15:48:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1485964 | Peoples Federal Bancshares Inc. | PEOP | Savings Institutions, Not Federally Chartered (6036) | 272814821 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1495892 | Jr H Maurice Sullivan | 435 Market Street Brighton MA 02135 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-11 | 100 | $17.55 | 38,600 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2013-12-11 | 100 | $17.57 | 38,700 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2013-12-11 | 100 | $17.60 | 38,800 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2013-12-11 | 300 | $17.61 | 39,100 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2013-12-11 | 100 | $17.62 | 39,200 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2013-12-11 | 300 | $17.64 | 39,500 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2013-12-11 | 1,000 | $17.65 | 40,500 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 83,675 | Direct | |
Common Stock | 7,000 | Indirect | By Spouse |
Common Stock | 1,000 | Indirect | Spouse as Custodian for Child |
Common Stock | 5,524 | Indirect | By ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $18.49 | 2014-08-20 | 2023-08-20 | 14,000 | 14,000 | Direct |
Common Stock | Stock Options | $15.47 | 2013-02-21 | 2022-02-21 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-08-20 | 14,000 | 14,000 | Direct |
2022-02-21 | 100,000 | 100,000 | Direct |
Footnotes
- Includes shares of restricted stock which vest at a rate of 20% per year commencing on February 21, 2013.
- Stock options vest at a rate of 20% per year commencing on February 21, 2013.
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- Includes shares of restricted stock which vest at a rate of 50% per year commencing on August 20, 2014.
- Stock options vest at a rate of 50% per year commencing on August 20, 2014.