Filing Details
- Accession Number:
- 0000089800-13-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-12 13:32:31
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-12
- Accepted Time:
- 2013-12-12 13:32:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
89800 | Sherwin Williams Co | SHW | Retail-Building Materials, Hardware, Garden Supply (5200) | 340526850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1444599 | E George Heath | 101 West Prospect Avenue Cleveland OH 44115 | President, Global Finishes Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-11 | 4,750 | $72.62 | 32,312 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-11 | 8,000 | $78.26 | 40,312 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-11 | 8,336 | $181.34 | 31,976 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-11 | 2,700 | $182.61 | 29,276 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-11 | 1,413 | $183.39 | 27,863 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-11 | 301 | $184.30 | 27,562 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-11 | 4,750 | $0.00 | 4,750 | $72.62 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-11 | 4,000 | $0.00 | 4,000 | $78.26 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-11 | 4,000 | $0.00 | 4,000 | $78.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-10-19 | 2020-10-18 | No | 4 | M | Direct |
0 | 2012-10-19 | 2021-10-18 | No | 4 | M | Direct |
0 | 2013-10-19 | 2021-10-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,119 | Indirect | Stock Plan |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.84 to $181.79 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.01 to $182.94 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.16 to $184.15 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.19 to $184.38 inclusive. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- Of shares listed, 12,480 are restricted.
- Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's October 31, 2013 statement. Prior to October 30, 2013, shares of common stock attributable to the plan were not directly allocated to plan participants, but were instead held in a unitized fund consisting primarily of common stock and a small percentage of short term investments. On October 30, 2013, such units were converted to real-time traded shares of common stock held through the plan.