Filing Details
- Accession Number:
- 0001140361-13-045765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 21:24:24
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 21:24:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1385248 | L Jan Schott | 801 Louisiana Suite 700 Houston TX 77002 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-09 | 7,575 | $0.00 | 40,293 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-09 | 3,721 | $17.69 | 36,572 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-11 | 17,756 | $0.00 | 54,328 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Disposition | 2013-12-09 | 7,575 | $0.00 | 7,575 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2013-12-11 | 17,756 | $0.00 | 17,756 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-12-10 | 26,564 | $0.00 | 26,564 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-09 | 2013-12-09 | No | 4 | M | Direct |
35,512 | 2013-12-11 | 2013-12-11 | No | 4 | M | Direct |
26,564 | No | 4 | A | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- On December 9, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 9, 2010.
- On December 11, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 11, 2012.
- The phantom stock vests in increments of one-third on the beginning on December 11, 2014. Thus the reporting person will receive 8,855 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on each of December 11, 2015 and 2016, and 8,854 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on December 11, 2017 as long as the reporting person remains affiliated with the company.
- Shares sold to cover federal tax obligations associated with the phantom stock vesting on December 9, 2013 detailed in Table II.