Filing Details
- Accession Number:
- 0001140361-13-045764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 21:17:41
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 21:17:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007813 | G Walter Goodrich | C/O Goodrich Petroleum Co 801 Louisiana, Suite 700 Houston TX 77002 | Vice Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-09 | 17,235 | $0.00 | 511,002 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-10 | 8,617 | $17.69 | 502,385 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-11 | 38,895 | $0.00 | 541,280 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Disposition | 2013-12-09 | 17,235 | $0.00 | 17,235 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2013-12-11 | 38,895 | $0.00 | 38,895 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-12-10 | 47,782 | $0.00 | 47,782 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-09 | 2013-12-09 | No | 4 | M | Direct |
77,788 | 2013-12-11 | 2013-12-11 | No | 4 | M | Direct |
47,782 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 381,409 | Indirect | Goodrich Energy, Inc. |
Common Stock | 100,000 | Indirect | through Spouse |
Depositary Shares | 4,000 | Direct | |
Depositary Shares | 4,000 | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- On December 9, 2012, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 9, 2010.
- On December 11, 2013, the reported person settled one-third of the shares of phantom stock that were granted to him on December 11, 2012.
- The phantom stock vests in increments of one-third beginning December 11, 2014 for each of the next three years. Thus the reporting person will receive 15,928 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on December 11, 2015, and 15,927 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on each of December 11 2016 and 2017, as long as the reporting person remains affiliated with the company.
- Shares sold to cover federal tax obligations associated with the phantom stock vesting detailed in Table II
- Depositary shares each representing a 1/100th interest in a share of 10.00% Series C Cumulative Preferred Stock.
- Depositary shares each representing a 1/100th interest in a share of 9.75% Series D Cumulative Preferred Stock.