Filing Details
- Accession Number:
- 0001140361-13-045763
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 21:15:01
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 21:15:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1499188 | Dawn Smajstrla | 801 Louisiana Suite 700 Houston TX 77002 | Vice President & Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-09 | 1,537 | $0.00 | 7,513 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-10 | 408 | $17.70 | 7,105 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-12-11 | 6,025 | $0.00 | 13,130 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Disposition | 2013-12-09 | 1,537 | $0.00 | 1,537 | $0.00 |
Common Stock | Phantom Stock | Disposition | 2013-12-11 | 6,025 | $0.00 | 6,025 | $0.00 |
Common Stock | Phantom Stock | Acquisiton | 2013-12-10 | 8,191 | $0.00 | 8,191 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-09 | 2013-12-09 | No | 4 | M | Direct |
12,048 | 2013-12-11 | 2013-12-11 | No | 4 | M | Direct |
8,191 | No | 4 | A | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- On December 9, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 9, 2010.
- On December 11, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 11, 2012.
- Shares sold to cover federal tax obligations associated with the phantom stock vesting detailed in Table II
- The phantom stock vests in increments of one-third beginning December 11, 2014 for each of the next three years. Thus the reporting person will receive 2,731 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on December 11, 2015, and 2,730 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on each of December 11, 2016 and 2017, as long as the reporting person remains affiliated with the company.