Filing Details

Accession Number:
0001140361-13-045763
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-11 21:15:01
Reporting Period:
2013-12-09
Filing Date:
2013-12-11
Accepted Time:
2013-12-11 21:15:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943861 Goodrich Petroleum Corp GDP Crude Petroleum & Natural Gas (1311) 760466193
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1499188 Dawn Smajstrla 801 Louisiana
Suite 700
Houston TX 77002
Vice President & Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-09 1,537 $0.00 7,513 No 4 M Direct
Common Stock Disposition 2013-12-10 408 $17.70 7,105 No 4 S Direct
Common Stock Acquisiton 2013-12-11 6,025 $0.00 13,130 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Disposition 2013-12-09 1,537 $0.00 1,537 $0.00
Common Stock Phantom Stock Disposition 2013-12-11 6,025 $0.00 6,025 $0.00
Common Stock Phantom Stock Acquisiton 2013-12-10 8,191 $0.00 8,191 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-09 2013-12-09 No 4 M Direct
12,048 2013-12-11 2013-12-11 No 4 M Direct
8,191 No 4 A Direct
Footnotes
  1. Each share of phantom stock is the economic equivalent of one share of GDP common stock.
  2. On December 9, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 9, 2010.
  3. On December 11, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 11, 2012.
  4. Shares sold to cover federal tax obligations associated with the phantom stock vesting detailed in Table II
  5. The phantom stock vests in increments of one-third beginning December 11, 2014 for each of the next three years. Thus the reporting person will receive 2,731 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on December 11, 2015, and 2,730 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on each of December 11, 2016 and 2017, as long as the reporting person remains affiliated with the company.