Filing Details
- Accession Number:
- 0001140361-13-045760
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 21:06:59
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 21:06:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
943861 | Goodrich Petroleum Corp | GDP | Crude Petroleum & Natural Gas (1311) | 760466193 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1096528 | E Patrick Malloy | Bay Street At The Waterfront Sag Harbor NJ 11963 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-09 | 10,522 | $0.00 | 5,161,926 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-11 | 5,000 | $16.22 | 5,156,926 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | Disposition | 2013-12-09 | 10,522 | $0.00 | 10,522 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-09 | 2013-12-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 177,750 | Indirect | Katherine C. Malloy |
Common Stock | 177,750 | Indirect | Maggie Malloy |
Depositary Shares | 40,000 | Direct | |
Depositary Shares | 40,000 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | 5.375% Series B Convertible Preferred Stock | $0.00 | 111,781 | 70,100 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
111,781 | 70,100 | Direct |
Footnotes
- Each share of phantom stock is the economic equivalent of one share of GDP common stock.
- On December 9, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 9, 2010.
- Depositary shares each representing a 1/1000th interest in a share of 10.00% Series C Cumulative Preferred Stock.
- Depositary shares each representing a 1/1000th interest in a share of 9.75% Series D Cumulative Preferred Stock.
- The Series B Convertible Preferred Stock has no expiration date and is convertible at any time into common stock at a rate of 1.5946 per share.
- Shares sold to cover federal tax obligations associated with the phantom stock vesting detailed in Table II.