Filing Details

Accession Number:
0001140361-13-045756
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-11 21:02:16
Reporting Period:
2013-12-09
Filing Date:
2013-12-11
Accepted Time:
2013-12-11 21:02:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
943861 Goodrich Petroleum Corp GDP Crude Petroleum & Natural Gas (1311) 760466193
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193582 Jr C Robert Turnham C/O Goodrich Petroleum Corporation
801 Louisiana, Suite 700
Houston TX 77002
President & Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-09 15,467 $0.00 387,272 No 4 M Direct
Common Stock Disposition 2013-12-10 7,734 $17.69 379,538 No 4 S Direct
Common Stock Acquisiton 2013-12-11 36,781 $0.00 416,319 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Disposition 2013-12-09 15,467 $0.00 15,467 $0.00
Common Stock Phantom Stock Disposition 2013-12-11 36,781 $0.00 36,781 $0.00
Common Stock Phantom Stock Acquisiton 2013-12-10 43,231 $0.00 43,231 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-09 2013-12-09 No 4 M Direct
73,560 2013-12-11 2013-12-11 No 4 M Direct
43,231 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,950 Indirect through Spouse
Depositary Shares 4,000 Direct
Depositary Shares 4,000 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 5.375% Series B Convertible Preferred Stock $0.00 4,784 3,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
4,784 3,000 Direct
Footnotes
  1. Each share of phantom stock is the economic equivalent of one share of GDP common stock.
  2. On December 9, 2013, the reporting person settled one-third of the shares of phantom stock that were granted to him on December 9, 2010.
  3. On December 11, 2013, the reported person settled one-third of the shares of phantom stock that were granted to him on December 11, 2012.
  4. The phantom stock vests in increments of one-third beginning December 11, 2014 for each of the next three years. Thus the reporting person will receive 14,411 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on December 11, 2015, and 14,410 shares of common stock of the issuer (or cash equal to the value of the common stock on the settlement dates, in the sole discretion of the issuer) on each of December 11, 2016 and 2017, as long as the reporting person remains affiliated with the company.
  5. Shares sold to cover federal tax obligations associated with the phantom stock vesting detailed in Table II
  6. The Series B Convertible Preferred Stock has no expiration date and is convertible at any time into common stock at a rate of 1.5946 per share.
  7. Depositary shares each representing a 1/100th interest in a share of 10.00% Series C Cumulative Preferred Stock.
  8. Depositary shares each representing a 1/100th interest in a share of 9.75% Series D Cumulative Preferred Stock.