Filing Details

Accession Number:
0000899866-13-000196
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-11 20:56:52
Reporting Period:
2013-12-09
Filing Date:
2013-12-11
Accepted Time:
2013-12-11 20:56:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
899866 Alexion Pharmaceuticals Inc ALXN Pharmaceutical Preparations (2834) 133648318
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1457477 David Hallal C/O Alexion Pharmaceuticals, Inc
352 Knotter Drive
Cheshire CT 06410
Evp, Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $.0001 Per Share Acquisiton 2013-12-09 10,705 $17.98 120,383 No 4 M Direct
Common Stock, Par Value $.0001 Per Share Disposition 2013-12-09 10,705 $127.63 109,678 No 4 S Direct
Common Stock, Par Value $.0001 Per Share Acquisiton 2013-12-09 14,637 $17.98 124,315 No 4 M Indirect Family Trust
Common Stock, Par Value $.0001 Per Share Disposition 2013-12-09 14,637 $127.63 109,678 No 4 S Indirect Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Indirect Family Trust
No 4 S Indirect Family Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Purchase Common Stock Disposition 2013-12-09 10,705 $17.98 10,705 $17.98
Common Stock Option to Purchase Common Stock Disposition 2013-12-09 14,637 $17.98 14,637 $17.98
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,295 2009-04-26 2019-01-26 No 4 M Direct
15,363 2009-04-26 2019-01-26 No 4 M Indirect
Footnotes
  1. The transaction is made pursuant to the terms of a sales plan designed to meet the requirements of Rule 10b5-1(c)(1) of the Securities Exchange Act.
  2. The transaction was executed in multiple trades through a broker-dealer at prices ranging from $127.50 - $128.49. The price reported in this column reflects the weighted average sales price. Upon request, the reporting person will provide to the SEC staff full information regarding the number of shares sold at each price.