Filing Details
- Accession Number:
- 0001518715-13-000236
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 20:56:21
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 20:56:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1518715 | Homestreet Inc. | HMST | Savings Institutions, Not Federally Chartered (6036) | 910186600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529667 | C Jay Iseman | 601 Union Street, Suite 2000 Seattle WA 98101 | Evp - Chief Credit Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-09 | 7,360 | $0.00 | 23,504 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-09 | 4,153 | $20.85 | 19,351 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-10 | 24,640 | $0.00 | 43,991 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-10 | 13,847 | $20.69 | 30,144 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-10 | 8,000 | $0.00 | 38,144 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2013-12-09 | 7,360 | $0.00 | 7,360 | $0.56 |
| Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2013-12-10 | 24,640 | $0.00 | 24,640 | $0.56 |
| Common Stock | Employee Stock Option (Right To Buy) | Disposition | 2013-12-10 | 8,000 | $0.00 | 8,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,640 | 2020-11-29 | No | 4 | M | Direct | |
| 0 | 2020-11-29 | No | 4 | M | Direct | |
| 0 | 2020-11-29 | No | 4 | M | Direct |
Footnotes
- These options were fully vested as of October 29, 2013.
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