Filing Details

Accession Number:
0001181431-13-062399
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-11 19:00:25
Reporting Period:
2013-12-09
Filing Date:
2013-12-11
Accepted Time:
2013-12-11 19:00:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1162194 Fluidigm Corp FLDM Laboratory Analytical Instruments (3826) 770513190
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222641 Vikram Jog Fluidigm Corporation
7000 Shoreline Court, Suite 100
South San Francisco CA 94080
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-09 362 $8.37 362 No 4 M Direct
Common Stock Acquisiton 2013-12-09 1,685 $8.37 2,047 No 4 M Direct
Common Stock Acquisiton 2013-12-09 1,910 $16.73 3,957 No 4 M Direct
Common Stock Disposition 2013-12-09 3,957 $32.72 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-09 362 $0.00 362 $8.37
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-09 1,685 $0.00 1,685 $8.37
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-12-09 1,910 $0.00 1,910 $16.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
145 2021-01-04 No 4 M Direct
145 2021-01-04 No 4 M Direct
48,090 2023-02-15 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
  2. 70% of the shares subject to the Option vested on March 10, 2011, 25% of the remaining 30% of the shares subject to the Option vested on April 1, 2011 and 1/48 of the remaining unvested shares subject to the Option vest each month thereafter, such that the Option will be fully vested on April 1, 2014.
  3. 1/48 of the shares subject to the Option vested on February 1, 2013 and 1/48 of the shares subject to the Option vested on March 1, 2013 and each month thereafter, such that the Option will be fully vested on January 1, 2017.