Filing Details
- Accession Number:
- 0001181431-13-062399
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 19:00:25
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 19:00:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162194 | Fluidigm Corp | FLDM | Laboratory Analytical Instruments (3826) | 770513190 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222641 | Vikram Jog | Fluidigm Corporation 7000 Shoreline Court, Suite 100 South San Francisco CA 94080 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-09 | 362 | $8.37 | 362 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-09 | 1,685 | $8.37 | 2,047 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-09 | 1,910 | $16.73 | 3,957 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-09 | 3,957 | $32.72 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-09 | 362 | $0.00 | 362 | $8.37 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-09 | 1,685 | $0.00 | 1,685 | $8.37 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-12-09 | 1,910 | $0.00 | 1,910 | $16.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 145 | 2021-01-04 | No | 4 | M | Direct | |
| 145 | 2021-01-04 | No | 4 | M | Direct | |
| 48,090 | 2023-02-15 | No | 4 | M | Direct |
Footnotes
- The sales reported by Mr. Jog were effected pursuant to a Rule 10b5-1 trading plan adopted on September 13, 2013.
- 70% of the shares subject to the Option vested on March 10, 2011, 25% of the remaining 30% of the shares subject to the Option vested on April 1, 2011 and 1/48 of the remaining unvested shares subject to the Option vest each month thereafter, such that the Option will be fully vested on April 1, 2014.
- 1/48 of the shares subject to the Option vested on February 1, 2013 and 1/48 of the shares subject to the Option vested on March 1, 2013 and each month thereafter, such that the Option will be fully vested on January 1, 2017.
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