Filing Details
- Accession Number:
- 0001330721-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 18:11:32
- Reporting Period:
- 2013-12-10
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 18:11:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052100 | Waddell & Reed Financial Inc | WDR | Security Brokers, Dealers & Flotation Companies (6211) | 510261715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1330721 | L Michael Avery | 6300 Lamar Avenue Overland Park KS 66202 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Disposition | 2013-12-10 | 7,500 | $63.01 | 285,580 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- Private transaction with the issuer.