Filing Details
- Accession Number:
- 0001238284-13-000010
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 17:16:05
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 17:16:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1321741 | Gladstone Investment Corporation | GAIN | () | 830423116 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238284 | Lee Terry Brubaker | 1521 Westbranch Drive, Suite 100 Mclean VA 22102 | Chief Operating Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-09 | 1,000 | $7.51 | 44,659 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,281 | Indirect | By spouse |
Footnotes
- Mr. Brubaker disclaims any and all beneficial ownership of the shares held by his spouce. Inclusion of such shares in this report shall not be deemed an admission that Mr. Brubaker is an owner of such shares for purposees of Section 16 or for any other purpose.