Home > Insider Trading > Filing (0001330343-13-000016)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
817473	American Capital Ltd	ACAS	()	521451377

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1330343	Brian Graff	2 Bethesda Metro Center 14Th Floor Bethesda MD 20814	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2013-12-09	50,000	$4.81	153,854	No	4	M	Direct
Common Stock	Acquisiton	2013-12-09	50,633	$3.10	153,854	No	4	M	Direct
Common Stock	Disposition	2013-12-09	100,633	$15.14	153,854	No	4	S	Direct
Common Stock	Disposition	2013-12-11	1,310	$15.00	152,544	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Options	Disposition	2013-12-09	50,000	$0.00	50,000	$4.81
Common Stock	Options	Disposition	2013-12-09	50,633	$0.00	50,633	$3.10

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
274,775	2011-01-07	2019-01-07	No	4	M	Direct
0	2011-07-22	2019-07-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,879	Indirect	ESOP/401(k) Plan

Footnotes

Price reflects weighted average sales price; actual sale prices ranged from $15.11 to $.15.16. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 250,000 shares of common stock with an exercise price of $6.24 held by the reporting person on June 22, 2009 became exercisable for 324,775 shares of common stock with an exercise price of $4.81.
The option vests in three equal installments beginning on January 7, 2010.
The option vests in three equal installments beginning on July 22, 2010.
Sales made pursuant to a previously established Rule 10b5-1 Plan.