Filing Details
- Accession Number:
- 0001209191-13-056336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 15:31:20
- Reporting Period:
- 2013-12-11
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 15:31:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1571329 | Capitala Finance Corp. | CPTA | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587337 | Richard Wheelahan | C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209 | Chief Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-09-27 | 10 | $19.15 | 1,091 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-10-22 | 1 | $19.00 | 1,092 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-12-11 | 280 | $19.60 | 1,372 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |