Filing Details
- Accession Number:
- 0000950138-13-000532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-11 08:16:00
- Reporting Period:
- 2013-12-10
- Filing Date:
- 2013-12-11
- Accepted Time:
- 2013-12-11 08:16:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
890491 | Barnes & Noble Inc | BKS | Retail-Miscellaneous Shopping Goods Stores (5940) | 061196501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
927587 | Leonard Riggio | C/O Barnes &Amp; Noble, Inc. 122 Fifth Avenue New York, NY 10011 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-03 | 160,000 | $0.00 | 10,810,283 | No | 5 | G | Direct | |
Common Stock | Disposition | 2013-12-10 | 650,352 | $13.81 | 10,159,931 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-10 | 1,349,648 | $13.81 | 4,163,701 | No | 4 | S | Indirect | By Trust and Corp. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Trust and Corp. |
Footnotes
- Gift of 160,000 shares to The Riggio Foundation.
- Privately negotiated block trade for tax planning purposes.
- Of these shares, 712,473 shares are owned indirectly in a rabbi trust established by the Issuer for the benefit of the Reporting Person, and 3,451,228 shares are owned indirectly through LRBKS Holdings, Inc., a Delaware corporation beneficially owned by the Reporting Person and Louise Riggio.