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Filing Details

Accession Number:: 0001140361-13-045535
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-10 20:20:39
Reporting Period:: 2013-12-06

Filing Date:: 2013-12-10
Accepted Time:: 2013-12-10 20:20:39
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
808326	Emcore Corp	EMKR	Semiconductors & Related Devices (3674)	222746503

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1346543	Becker Drapkin Management, L.p.	500 Crescent Court Suite 230 Dallas TX 75201	Yes	No	No	Yes
1349003	Bc Advisors Llc	500 Crescent Court Suite 230 Dallas TX 75201	No	No	No	Yes
1349005	R Steven Becker	500 Crescent Court Suite 230 Dallas TX 75201	Yes	No	No	Yes
1451721	Becker Drapkin Partners, L.p.	500 Crescent Court Suite 230 Dallas TX 75201	No	No	No	Yes
1451722	Becker Drapkin Partners (Qp), L.p.	500 Crescent Court Suite 230 Dallas TX 75201	No	No	No	Yes
1458693	A Matthew Drapkin	500 Crescent Court Suite 230 Dallas TX 75201	No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-12-06	59,687	$4.77	2,077,849	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2013-12-06	8,139	$4.77	292,742	No	4	P	Indirect	See Footnotes
Common Stock	Acquisiton	2013-12-06	38,282	$4.77	826,514	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes
No	4	P	Indirect	See Footnotes

Footnotes

Represents shares of common stock, no par value (the "Common Stock"), of EMCORE Corporation (the "Issuer") directly beneficially owned by Becker Drapkin Partners (QP), L.P. ("Becker Drapkin QP").
Represents shares of Common Stock directly beneficially owned by Becker Drapkin Partners, L.P. ("Becker Drapkin, L.P.").
Represents shares of Common Stock directly beneficially owned by a managed account on behalf of an investment advisory client (the "Managed Account") of Becker Drapkin Management, L.P. ("BD Management").
BD Management, as the general partner of, and investment manager for, Becker Drapkin QP and Becker Drapkin, L.P. and the investment manager for the Managed Account, may be deemed to beneficially own the securities described in footnotes (1), (2) and (3). BC Advisors, LLC ("BCA"), as the general partner of BD Management, and Steven R. Becker ("Mr. Becker") and Matthew A. Drapkin ("Mr. Drapkin"), as the sole members and co-managing members of BCA and limited partners of BD Management, may in each case be deemed to be beneficial owners of the securities described in footnotes (1), (2) and (3). In addition, each reporting person may be deemed to beneficially own more than 10% of the Common Stock under Rule 16a-1(a)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act") as a result of being deemed a member of a group under Sections 13(d)(3) and 13(d)(5) of the Exchange Act. (Continued in Footnote 5.)
BD Management disclaims any beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Becker Drapkin QP disclaims beneficial ownership of the Common Stock described in footnotes (2) and (3). Becker Drapkin, L.P. disclaims beneficial ownership of the Common Stock described in footnotes (1) and (3). BCA disclaims beneficial ownership of all of the Common Stock listed herein, except to the extent of any pecuniary interest therein. Mr. Becker (who is a director of the Issuer) and Mr. Drapkin disclaim beneficial ownership of all of the Common Stock described herein, except to the extent of any pecuniary interest therein.