Filing Details
- Accession Number:
- 0001179110-13-017667
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-10 16:15:28
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2013-12-10
- Accepted Time:
- 2013-12-10 16:15:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
744218 | Celldex Therapeutics Inc. | CLDX | In Vitro & In Vivo Diagnostic Substances (2835) | 133191702 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255348 | W Avery Catlin | C/O Celldex Therapeutics, Inc. 119 Fourth Avenue Needham MA 02494 | Sr. Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-06 | 183,333 | $8.16 | 197,442 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-06 | 183,333 | $24.50 | 14,109 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option | Disposition | 2013-12-06 | 49,016 | $0.00 | 49,016 | $8.16 |
Common Stock | Non-Qualified Stock Option | Disposition | 2013-12-06 | 134,317 | $0.00 | 134,317 | $8.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
134,317 | 2009-03-07 | 2015-03-07 | No | 4 | M | Direct |
0 | 2009-03-07 | 2015-03-07 | No | 4 | M | Direct |
Footnotes
- The option vested in four equal annual installments on March 7, 2009, March 7, 2010, March 7, 2011 and March 7,2012.
- The option vested in four annual installments. 33,580 shares on March 7, 2009 and 33,579 shares on March 7, 2010, March 7, 2011 and March 7, 2012.