Home > Insider Trading > Filing (0001181431-13-062209)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1569391	Kcg Holdings Inc.	KCG	Security Brokers, Dealers & Flotation Companies (6211)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580561	Stephen Schuler	Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-06	300,000	$11.48	12,826,451	No	4	S	Indirect	See Footnote
Class A Common Stock, Par Value $0.01 Per Share	Disposition	2013-12-09	300,000	$11.87	12,526,451	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock Units	7,221	Direct

Footnotes

Transactions executed in accordance with a Rule 10b5-1 trading plan established on November 1, 2013.
Represents the sale of 300,000 shares in multiple transactions at prices ranging from $11.39 to $11.60 per share, resulting in a weighted average sale price per share of $11.48. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.
These shares of Class A Common Stock are held by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity"). The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
Represents the sale of 300,000 shares in multiple transactions at prices ranging from $11.75 to $12.01 per share, resulting in a weighted average sale price per share of $11.87. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price.