Filing Details
- Accession Number:
- 0001143959-13-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-10 15:32:10
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2013-12-10
- Accepted Time:
- 2013-12-10 15:32:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1307581 | Scott Ernest Santi | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-06 | 46,250 | $35.12 | 88,055 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-06 | 46,250 | $80.00 | 41,805 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2013-12-06 | 46,250 | $0.00 | 46,250 | $35.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-02-13 | 2019-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,413 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $48.51 | 2009-02-08 | 2018-02-08 | 80,000 | 80,000 | Direct |
Common Stock | Employee Stock Option | $43.64 | 2011-02-12 | 2020-02-12 | 148,154 | 148,154 | Direct |
Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 101,297 | 101,297 | Direct |
Common Stock | Performance Restricted Stock Unit (granted 02/11/2011) | $0.00 | 13,438 | 13,438 | Direct | ||
Common Stock | Employee Stock Option | $55.71 | 2013-02-10 | 2022-02-10 | 108,885 | 108,885 | Direct |
Common Stock | Performance Restricted Stock Unit (granted 02/10/2012) | $0.00 | 13,463 | 13,463 | Direct | ||
Common Stock | Performance Restricted Stock Unit (granted 2/15/2013) | $0.00 | 35,573 | 35,573 | Direct | ||
Common Stock | Employee Stock Option | $63.25 | 2014-02-15 | 2023-02-15 | 305,188 | 305,188 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-02-08 | 80,000 | 80,000 | Direct |
2020-02-12 | 148,154 | 148,154 | Direct |
2021-02-11 | 101,297 | 101,297 | Direct |
13,438 | 13,438 | Direct | |
2022-02-10 | 108,885 | 108,885 | Direct |
13,463 | 13,463 | Direct | |
35,573 | 35,573 | Direct | |
2023-02-15 | 305,188 | 305,188 | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person and approved by the Issuer effective May 14, 2013.
- Shares of common stock allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan---Information reported as of December 6, 2013.
- Options vest in four (4) equal annual installments beginning one year from date of grant.
- Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each PRSU vests 100% three years from the date of grant if performance goals are met.