Filing Details
- Accession Number:
- 0001336510-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-10 13:07:11
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2013-12-10
- Accepted Time:
- 2013-12-10 13:07:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 824142 | Aaon Inc | AAON | Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) | 870448736 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1336510 | E David Knebel | 2425 South Yukon Avenue Tulsa OK 74107-2728 | Sr.vice President,Sales & Tech | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.004 | Acquisiton | 2013-12-06 | 4,500 | $6.82 | 81,900 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2013-12-06 | 9,000 | $6.81 | 90,900 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Acquisiton | 2013-12-06 | 13,500 | $10.34 | 104,400 | No | 4 | M | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2013-12-06 | 4,500 | $30.76 | 99,900 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2013-12-06 | 9,000 | $30.76 | 90,900 | No | 4 | S | Direct | |
| Common Stock, Par Value $.004 | Disposition | 2013-12-06 | 13,500 | $30.76 | 77,400 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-06 | 4,500 | $0.00 | 4,500 | $6.82 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-06 | 9,000 | $0.00 | 9,000 | $6.81 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-12-06 | 13,500 | $0.00 | 13,500 | $10.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-10-17 | 2018-10-17 | No | 4 | M | Direct |
| 2,250 | 2010-03-09 | 2019-03-09 | No | 4 | M | Direct |
| 9,000 | 2011-05-25 | 2020-05-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.004 | 6,706 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $12.98 | 2013-05-15 | 2022-05-15 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-05-15 | 15,000 | 15,000 | Direct |
Footnotes
- All numbers of shares and exercise prices have been adjusted to reflect a 3 for 2 stock split on July 2, 2013 effected pursuant to a 50% stock dividend.
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