Filing Details

Accession Number:
0000950117-13-001135
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-10 12:25:09
Reporting Period:
2013-12-06
Filing Date:
2013-12-10
Accepted Time:
2013-12-10 12:25:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
50725 Griffon Corp GFF Metal Doors, Sash, Frames, Moldings & Trim (3442) 111893410
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1195908 J Ronald Kramer 712 Fifth Avenue, 18Th Floor
New York NY 10019
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-06 10,000 $13.05 2,184,940 No 4 P Direct
Common Stock Acquisiton 2013-12-09 10,000 $12.72 2,194,940 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 511 Indirect By ESOP
Common Stock 40,298 Indirect By Spouse and Children
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.00 to $13.10, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.66 to $12.81, inclusive. The reporting person undertakes to provide Griffon Corporation, any security holder of Griffon Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.