Filing Details
- Accession Number:
- 0001181431-13-062119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-10 12:02:30
- Reporting Period:
- 2013-12-09
- Filing Date:
- 2013-12-10
- Accepted Time:
- 2013-12-10 12:02:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1223389 | Conns Inc | CONN | Retail-Radio, Tv & Consumer Electronics Stores (5731) | 061672840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1270684 | M Walter Broussard | 4055 Technology Forest Blvd., Suite 210 The Woodlands TX 77381 | Senior Vp - Store Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-09 | 5,000 | $33.88 | 52,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-09 | 5,000 | $74.06 | 47,202 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-09 | 10,000 | $22.68 | 57,202 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-09 | 10,000 | $74.15 | 47,202 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-09 | 5,000 | $0.00 | 5,000 | $33.88 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-09 | 10,000 | $0.00 | 10,000 | $22.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,319 | 2010-11-30 | 2015-11-30 | No | 4 | M | Direct |
| 26,319 | 2011-12-04 | 2016-12-04 | No | 4 | M | Direct |
Footnotes
- A portion of the proceeds from the sale were used to pay the exercise price of stock options, pursuant to a broker-assisted cashless exercise.
- The price reflected is the weighted average sales price. The actual prices for the transaction reported ranged between $73.95 and $74.18 per share. Upon request by the commission staff, the issuer or the reporting person, a security holder of the issuer, will provide full information regarding the number of shares purchased or sold at each separate price.
- The price reflected is the weighted average sales price. The actual prices for the transaction reported ranged between $73.97 and $74.53 per share. Upon request by the commission staff, the issuer or the reporting person, a security holder of the issuer, will provide full information regarding the number of shares purchased or sold at each separate price.
- This option vested 20% on November 30, 2006, 40% on November 30, 2007, 60% on November 30, 2008, 80% on November 30, 2009, and 100% on November 30, 2010
- This options vested 20% on December 4, 2007, 40% on December 4, 2008, 60% on December 4, 2009, 80% on December 4, 2010, and 100% on December 4, 2011
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