Filing Details
- Accession Number:
- 0001144204-13-066436
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-09 21:35:44
- Reporting Period:
- 2013-12-05
- Filing Date:
- 2013-12-09
- Accepted Time:
- 2013-12-09 21:35:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788965 | Hallador Energy Co | HNRG | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166809 | C David Hardie | 940 Southwood Blvd., Suite 201 Incline Village NV 89451 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-12-05 | 3,906 | $8.13 | 811,877 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-06 | 26,492 | $8.10 | 785,385 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-09 | 19,598 | $8.04 | 765,787 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2013-12-05 | 2,139 | $8.13 | 270,509 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-06 | 14,510 | $8.10 | 255,999 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-09 | 10,734 | $8.04 | 245,265 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2013-12-05 | 857 | $8.13 | 3,117,701 | No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| Common Stock | Disposition | 2013-12-06 | 5,804 | $8.10 | 3,111,897 | No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| Common Stock | Disposition | 2013-12-09 | 4,295 | $8.04 | 3,107,602 | No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
| No | 4 | S | Indirect | By Hallador Alternative Assets Fund LLC |
Footnotes
- The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- Hallador Alternative Assets Fund LLC, a limited liability company organized under the laws of the State of Delaware ("HAAF"). HAAF is a private equity investment fund directed or controlled by its managing members, Hallador Management LLC, David C. Hardie and Steven Hardie.
- Sold pursuant to Rule 10b5-1.
Billionaire Hedge Funds
