Filing Details
- Accession Number:
- 0001181431-13-062079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-09 20:59:31
- Reporting Period:
- 2013-12-06
- Filing Date:
- 2013-12-09
- Accepted Time:
- 2013-12-09 20:59:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 769397 | Autodesk Inc | ADSK | Services-Prepackaged Software (7372) | 942819853 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1394844 | W Pascal Fronzo Di | 111 Mcinnis Parkway San Rafael CA 94903 | Sr. Vp, Gen'l Counsel & Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-06 | 35,711 | $16.53 | 70,096 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-06 | 35,711 | $46.57 | 34,385 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-12-09 | 39,289 | $16.53 | 73,674 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-09 | 39,289 | $46.57 | 34,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-06 | 35,711 | $0.00 | 35,711 | $16.53 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-12-09 | 6,050 | $0.00 | 6,050 | $16.53 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-09 | 33,239 | $0.00 | 33,239 | $16.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,239 | 2016-02-02 | No | 4 | M | Direct | |
| 0 | 2016-02-02 | No | 4 | M | Direct | |
| 0 | 2016-02-02 | No | 4 | M | Direct |
Footnotes
- The option vested in annual installments over a four year period beginning on February 2, 2009, at the rate of 18,750 shares on the first and second anniversaries, 18,749 shares on the third anniversary, and 12,701 shares on the fourth anniversary.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 2, 2013.
- The option vested in annual installments over a four year period beginning on February 2, 2009, and was fully vested and exercisable as of the Transaction Date.
Billionaire Hedge Funds
