Filing Details

Accession Number:
0001209191-13-056007
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-09 20:04:21
Reporting Period:
2013-12-05
Filing Date:
2013-12-09
Accepted Time:
2013-12-09 20:04:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1405277 Constant Contact Inc. CTCT Services-Direct Mail Advertising Services (7331) 043285398
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1438230 D Robert Nicoson C/O Constant Contact, Inc.,
1601 Trapelo Road
Waltham MA 02451
Vp And Chief Hr Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-05 5,000 $13.09 12,001 No 4 M Direct
Common Stock Disposition 2013-12-05 5,000 $25.55 7,001 No 4 S Direct
Common Stock Acquisiton 2013-12-06 391 $0.00 7,392 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2013-12-05 5,000 $0.00 5,000 $13.09
Common Stock Restricted Stock Units Disposition 2013-12-06 265 $0.00 265 $0.00
Common Stock Restricted Stock Units Disposition 2013-12-06 391 $0.00 391 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,120 2019-12-04 No 4 M Direct
5,641 No 4 F Direct
5,250 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 30, 2013.
  2. Represents the weighted average sales price for shares sold in multiple transactions. Sales prices ranged from $25.200 to $25.632 per share. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of such issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
  4. 25% of the shares subject to this option vested on December 4, 2013, and an additional 6.25% of the shares subject to this option will vest quarterly thereafter, such that 100% of the shares subject to this option will be fully vested on December 4, 2016.
  5. 25% of the restricted stock units vested on December 6, 2012, and an additional 6.25% of the restricted stock units will vest quarterly thereafter, such that 100% of the restricted stock units will be fully vested on December 6, 2015. Vested shares will be delivered to the reporting person within three business days after such shares become vested.
  6. The shares of common stock underlying the restricted stock units reported as disposed herein were retained (but not issued) by the issuer in satisfaction of tax withholding obligations associated with the vesting of such units.
  7. The restricted stock units reported as disposed herein were settled for shares of the issuer's common stock.