Filing Details
- Accession Number:
- 0001515156-13-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-09 18:52:24
- Reporting Period:
- 2013-12-05
- Filing Date:
- 2013-12-09
- Accepted Time:
- 2013-12-09 18:52:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1515156 | Advanced Emissions Solutions Inc. | ADES | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204127 | H Mark Mckinnies | 9135 S. Ridgeline Blvd. Suite 200 Highlands Ranch CO 80129 | Svp And Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-05 | 1,000 | $56.50 | 82,724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-06 | 1,000 | $56.43 | 81,724 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-09 | 1,000 | $55.81 | 80,724 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Shares sold pursuant to an existing 10b5-1(c) plan.
- Of the amount shown, 29,950 shaes are held in the qualified pension plan account of the reporting person and 12,000 shares were issued pursuant to a program under the Company's Equity Incentive Plan, are not fully vested and are subject to certain repurchase rights.