Filing Details

Accession Number:
0000903423-13-000687
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-09 16:41:55
Reporting Period:
2013-12-09
Filing Date:
2013-12-09
Accepted Time:
2013-12-09 16:41:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1513761 Norwegian Cruise Line Holdings Ltd. NCLH Water Transportation (4400) 980691007
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1567068 Ltd Kong Hong Genting C/O Suite 1501, Ocean Centre
5 Canton Road, Kowloon
Hong Kong F4 0000000000
No No Yes No
1567070 Ltd. Holdings Nclc Star C/O Suite 1501, Ocean Centre
5 Canton Road, Kowloon
Hong Kong F4 0000000000
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Disposition 2013-12-09 11,000,000 $32.17 65,969,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price represents the public offering price of $33.25 per Ordinary Share ("Ordinary Share") of Norwegian Cruise Line Holdings Ltd. (the "Issuer") less the underwriters' discount of $1.0806 per Ordinary Share.
  2. Star NCLC Holdings Ltd. ("Star NCLC") is a wholly-owned subsidiary of Genting Hong Kong Limited ("Genting HK").
  3. As of November 15, 2013, the principal shareholders of Genting HK are: Golden Hope Limited ("GHL") as trustee of the Golden Hope Unit Trust ("GHUT")-44.58% and Genting Malaysia Berhad ("GENM")-17.81%. GHL is a company incorporated in the Isle of Man acting as trustee of GHUT, a private unit trust which is held directly and indirectly by First Names Trust Company (Isle of Man) Limited (fka IFG International Trust Company Limited), as trustee of a discretionary trust, the beneficiaries of which are Tan Sri Lim Kok Thay and certain members of his family (the "Lim Family"). GENM is a Malaysian company listed on the Main Market of Bursa Malaysia Securities Berhad in which Parkview Management Sdn Bhd, as trustee of a discretionary trust, the beneficiaries of which are the Lim Family, has a substantial indirect beneficial interest. As a result an aggregate of 62.39% of Genting HK's outstanding shares is owned by GENM and GHL as trustee of GHUT, directly or indirectly, as of November 15, 2013.
  4. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that Genting HK and Star NCLC (together, the "Reporting Persons") are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.