Filing Details
- Accession Number:
- 0001127602-13-034065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-09 16:06:37
- Reporting Period:
- 2013-12-05
- Filing Date:
- 2013-12-09
- Accepted Time:
- 2013-12-09 16:06:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1172460 | Jr E Vernon Jordan | Lazard Freres And Co. Llc 30 Rockefeller Plaza, 62Nd Floor New York NY 10020 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-05 | 8,760 | $84.48 | 38,183 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-12-05 | 38,183 | $84.39 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Share Equivalent Units | $0.00 | 80,769 | 80,769 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
80,769 | 80,769 | Direct |
Footnotes
- The Share Equivalent Units convert into common stock on a one-for-one basis.
- The Share Equivalent Units are convertible immediately and have no expiration date.