Filing Details
- Accession Number:
- 0001164727-13-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-09 11:28:42
- Reporting Period:
- 2013-12-05
- Filing Date:
- 2013-12-09
- Accepted Time:
- 2013-12-09 11:28:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536423 | J Gary Goldberg | 6363 South Fiddler'S Green Circle Greenwood Village CO 80111 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Disposition | 2013-12-05 | 3,906 | $23.31 | 36,799 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.60 Par Value | 5,000 | Indirect | By Gary J and Beth A Goldberg Revocable Trust |
Common Stock, $1.60 Par Value | 519 | Indirect | By 401(k) Plan |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices of $23.21 to $23.3105. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price).
- As of November 30, 2013, the reporting person held 519 shares of Newmont Mining Corporation common stock in his 401(k) Plan.