Filing Details
- Accession Number:
- 0001140361-13-045204
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 21:01:40
- Reporting Period:
- 2013-12-02
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 21:01:40
- Original Submission Date:
- 2013-12-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305323 | Bridgepoint Education Inc | BPI | Services-Educational Services (8200) | 593551629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1453843 | T. Rodney Sheng | 13500 Evening Creek Drive North Suite 600 San Diego CA 92128 | Evp, Chief Admin. Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-02 | 4,321 | $0.59 | 139,553 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-02 | 22,222 | $10.50 | 161,775 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-02 | 2,792 | $15.81 | 164,567 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-12-02 | 2,329 | $17.10 | 166,896 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-02 | 51,563 | $18.38 | 115,333 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2013-12-02 | 1,445 | $0.00 | 1,445 | $0.59 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-12-02 | 2,876 | $0.00 | 2,876 | $0.59 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-12-02 | 22,222 | $0.00 | 22,222 | $10.50 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-12-02 | 2,792 | $0.00 | 2,792 | $15.81 |
Common Stock | Stock Option (right to buy) | Disposition | 2013-12-02 | 2,329 | $0.00 | 2,329 | $17.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,889 | 2017-11-27 | No | 4 | M | Direct | |
31,640 | 2017-11-27 | No | 4 | M | Direct | |
244,444 | 2019-04-14 | No | 4 | M | Direct | |
43,108 | 2020-08-05 | No | 4 | M | Direct | |
46,691 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- This amendment is being filed to correctly report the exercise of various options on December 2, 2013.
- The sale of shares reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on August 28, 2013.
- Represents the weighted average share price of an aggregate total of 51,563 shares sold in the price range of $18.261 to $18.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This option became 100% vested and exercisable on April 14, 2009.
- Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the option vests on the first anniversary of the vesting commencement date, (ii) an additional 2% of the option vests on each monthly anniversary of the vesting commencement date for the thirty-three months following the first anniversary of the vesting commencement date and (iii) an additional 3% of the option vests on each of the 46th, 47th and 48th monthly anniversaries of the vesting commencement date. The vesting commencement date for this option is April 14, 2009. This option became 100% vested and exercisable on April 14, 2013.
- Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of the vesting commencement date, (ii) an additional 2% of the shares subject to the option shall vest and become exercisable on each monthly anniversary of the vesting commencement date for the thirty-three months following the first anniversary of the vesting commencement date and (iii) an additional 3% of the shares subject to the option shall vest and become exercisable on each of the 46th, 47th and 48th monthly anniversaries of the vesting commencement date. The vesting commencement date for this option is August 5, 2010.
- Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of the vesting commencement date, (ii) an additional 2% of the shares subject to the option shall vest and become exercisable on each monthly anniversary of the vesting commencement date for the thirty-three months following the first anniversary of the vesting commencement date and (iii) an additional 3% of the shares subject to the option shall vest and become exercisable on each of the 46th, 47th and 48th monthly anniversaries of the vesting commencement date. The vesting commencement date for this option is March 31, 2011.