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Home > Insider Trading > Filing (0001140361-13-045194)

Filing Details

Accession Number:: 0001140361-13-045194
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-12-06 19:17:10
Reporting Period:: 2013-12-05

Filing Date:: 2013-12-06
Accepted Time:: 2013-12-06 19:17:10
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1543418	Novacopper Inc.	NCQ	Gold And Silver Ores (1040)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1561025	Rick Nieuwenhuyse Van	Suite 1950, 777 Dunsmuir Street Vancouver A1 V7Y 1K4	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2013-12-05	133,333	$0.00	548,296	No	4	M	Direct
Common Stock	Disposition	2013-12-05	60,185	$2.05	488,111	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2013-12-05	133,333	$0.00	133,333	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
133,334			No	4	M	Direct

Footnotes

Expressed in Canadian dollars.
Each restricted stock unit represents a contingent right to receive one share of NCQ common stock. The conversion price of the underlying common shares as of the December 5, 2013 settlement date was Cdn$2.10.
The restricted stock units vest in three equal installments on June 5, 2013, December 5, 2013 and December 5, 2014.