Filing Details
- Accession Number:
- 0001209191-13-055756
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 17:52:44
- Reporting Period:
- 2013-12-05
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 17:52:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 731766 | Unitedhealth Group Inc | UNH | Hospital & Medical Service Plans (6324) | 411321939 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1024367 | W Douglas Leatherdale | C/O Unitedhealth Group 9900 Bren Road East Minnetonka MN 55343 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-05 | 10,000 | $29.52 | 923,453 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 1,700 | $30.05 | 925,153 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 10,000 | $32.49 | 935,153 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 2,080 | $30.94 | 937,233 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 10,000 | $30.90 | 947,233 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 1,360 | $31.16 | 948,593 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 10,000 | $36.88 | 958,593 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-12-05 | 1,100 | $38.88 | 959,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-12-05 | 46,240 | $72.89 | 913,453 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 10,000 | $0.00 | 10,000 | $29.52 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 1,700 | $0.00 | 1,700 | $30.05 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 10,000 | $0.00 | 10,000 | $32.49 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 2,080 | $0.00 | 2,080 | $30.94 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 10,000 | $0.00 | 10,000 | $30.90 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 1,360 | $0.00 | 1,360 | $31.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 10,000 | $0.00 | 10,000 | $36.88 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-12-05 | 1,100 | $0.00 | 1,100 | $38.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-02 | 2014-01-02 | No | 4 | M | Direct |
| 0 | 2004-02-03 | 2014-02-03 | No | 4 | M | Direct |
| 0 | 2004-04-01 | 2014-04-01 | No | 4 | M | Direct |
| 0 | 2004-05-12 | 2014-05-12 | No | 4 | M | Direct |
| 0 | 2004-07-01 | 2014-07-01 | No | 4 | M | Direct |
| 0 | 2004-08-03 | 2014-08-03 | No | 4 | M | Direct |
| 0 | 2004-10-01 | 2014-10-01 | No | 4 | M | Direct |
| 0 | 2004-11-04 | 2014-11-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,200 | Indirect | by Trust 1 |
| Common Stock | 2,200 | Indirect | by Trust 2 |
| Common Stock | 2,200 | Indirect | by Trust 3 |
| Common Stock | 9,200 | Indirect | by Trust 4 |
| Common Stock | 9,200 | Indirect | by Trust 5 |
| Common Stock | 9,200 | Indirect | by Trust 6 |
| Common Stock | 9,200 | Indirect | by Trust 7 |
Footnotes
- This transaction was executed in multiple trades ranging from $72.84 to $72.955 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
- These shares are held in an irrevocable trust for the benefit of the reporting person's grandchild. The reporting person disclaims beneficial ownership of the shares held by his grandchild's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.
- These shares are held in an irrevocable trust for the benefit of the reporting person's child. The reporting person disclaims beneficial ownership of the shares held by his child's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of the shares held by the irrevocable trust for the purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
