Filing Details
- Accession Number:
- 0001447387-13-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 17:52:31
- Reporting Period:
- 2013-12-05
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 17:52:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
741815 | Hooper Holmes Inc | HH | Services-Misc Health & Allied Services, Nec (8090) | 221659359 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1058854 | Cannell Capital Llc | 310 E. Pearl Street, P.o. Box 3459 Jackson WY 83001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-05 | 150,000 | $0.50 | 10,524,766 | No | 4 | P | Indirect | By partnerships and corporations |
Common Stock | Acquisiton | 2013-12-06 | 13,636 | $0.47 | 10,538,402 | No | 4 | P | Indirect | By partnerships and corporations |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By partnerships and corporations |
No | 4 | P | Indirect | By partnerships and corporations |
Footnotes
- As of December 6, 2013, Tristan Offshore Fund Limited ("Tristan Offshore"), Tristan Partners, L.P. ("Tristan"), and sundry separately-managed accounts managed by Cannell Capital LLC, ("Cannell SMAs" collectively with Tristan Offshore and Tristan the "Funds") owned in the aggregate (i) 10,538,402 shares of common stock, with par value of $0.04 per share of Hooper Holmes Inc. ("the Company")
- Cannell Capital LLC acts as the investment adviser to Tristan Offshore and the Cannell SMAs, and is the general partner of and investment adviser to Tristan. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Mr. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. Thus, for the purposes of Reg. Section 240.13d-3, as of December 6, 2013 Mr. Cannell is deemed to beneficially own 10,538,402 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any.