Filing Details
- Accession Number:
- 0001127602-13-033912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 17:03:05
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 17:03:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5513 | Unum Group | UNM | Accident & Health Insurance (6321) | 621598430 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1431294 | Liston E. Iii Bishop | 1 Fountain Square Chattanooga TN 37402 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-12-04 | 1,060 | $11.37 | 74,970 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-12-04 | 1,060 | $34.00 | 73,910 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-12-04 | 1,060 | $0.00 | 1,060 | $11.37 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,999 | 2017-02-24 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2013.
- Includes 26,467 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 48,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- Includes 26,467 stock-settled RSUs and 47,443 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- The options vest in three equal annual installments beginning on February 24, 2010.