Filing Details
- Accession Number:
- 0000908662-13-000294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 16:35:24
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 16:35:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
907562 | Dyax Corp | DYAX | Services-Commercial Physical & Biological Research (8731) | 043053198 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091925 | L Thomas Kempner | C/O Dyax Corp. 300 Technology Square Cambridge MA 02139 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-04 | 29,164 | $8.43 | 1,177,419 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2013-12-04 | 87,492 | $8.43 | 1,221,318 | No | 4 | S | Indirect | By Loeb Holding Corporation |
Common Stock | Disposition | 2013-12-05 | 70,836 | $8.35 | 1,106,583 | No | 4 | S | Indirect | By Trust |
Common Stock | Disposition | 2013-12-05 | 212,508 | $8.35 | 1,008,810 | No | 4 | S | Indirect | By Loeb Holding Corporation |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Loeb Holding Corporation |
No | 4 | S | Indirect | By Trust |
No | 4 | S | Indirect | By Loeb Holding Corporation |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,300 | Indirect | By Pinpoint Partners Corporation |
Common Stock | 53,764 | Indirect | By Loeb Investors Co. IX |
Common Stock | 5,021 | Indirect | By spouse |
Common Stock | 27,311 | Direct |
Footnotes
- Shares held in trust, of which the reporting person is the trustee, for the benefit of the reporting person's brother's children, the reporting person's children, the reporting person's sister-in-law, and the reporting person.
- The reporting person is the Chairman, Chief Executive Officer, and also beneficial owner of a majority of the voting stock of Loeb Holding Corporation. The reporting person disclaims beneficial ownership of thse shares except to the extent of his pecuniary interest therein.
- The reporting person is President of Pinpoint Partners Corporation. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The reporting person is the Managing Partner of Loeb Investors Co. IX. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.