Filing Details

Accession Number:
0000045012-13-000468
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 16:29:44
Reporting Period:
2013-12-04
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 16:29:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
45012 Halliburton Co HAL Oil & Gas Field Services, Nec (1389) 752677995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1507985 D Joe Rainey Emirates Tower, 13Th Floor
Sheikh Zayed Road, P.o. Box 3111
Dubai C0 00000
Pres., Eastern Hemisphere No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 31,200 $50.62 207,545 No 4 A Direct
Common Stock Acquisiton 2013-12-05 18,967 $33.50 226,512 No 4 M Direct
Common Stock Disposition 2013-12-05 18,967 $50.60 207,545 No 4 S Direct
Common Stock Disposition 2013-12-05 3,372 $50.48 204,173 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 D Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to Buy Common Stock Acquisiton 2013-12-04 45,500 $50.62 45,500 $50.62
Common Stock Option to Buy Common Stock Disposition 2013-12-05 18,967 $0.00 56,900 $33.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
45,500 2013-12-04 2023-12-04 No 4 A Direct
37,933 2012-12-05 2022-12-05 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option to Buy Common Stock $35.57 2011-12-06 2021-12-06 29,133 29,133 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-06 29,133 29,133 Direct
Footnotes
  1. Shares awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
  2. On December 4, 2013, the closing price of Halliburton Company's Common Stock on the New York Stock Exchange was $50.62.
  3. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.32 to $50.82, inclusive. The Reporting Person undertakes to provide to Halliburton Company, any security holder of Halliburton Company, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. Shares transferred to Halliburton Company for payment for Federal tax withholding obligations on lapse of restrictions on shares issued under the Stock and Incentive Plan. Said Plan permits Reporting Person to satisfy withholding tax obligation by transferring unrestricted shares to the Issuer.
  6. Stock options awarded pursuant to the Halliburton Company Stock and Incentive Plan. Said Plan provides for the surrender of common stock to the Issuer to satisfy withholding tax obligations.
  7. The options awarded become exercisable on each of the first, second and third anniversaries of the grant in cumulative increments of one-third each of the number of shares subject to the grant.
  8. Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 25, 2013.