Filing Details

Accession Number:
0001181431-13-061758
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 16:17:29
Reporting Period:
2013-12-04
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 16:17:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1062478 Actuate Corp ACTU Services-Prepackaged Software (7372) 943193197
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192377 A Daniel Gaudreau 2207 Bridgepointe Parkway, Suite 500
San Mateo CA 94404
Svp, Operations And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-12-04 1,178 $4.80 240,797 No 4 M Direct
Common Stock Disposition 2013-12-04 1,178 $7.80 239,619 No 4 S Direct
Common Stock Acquisiton 2013-12-05 50,905 $4.80 290,524 No 4 M Direct
Common Stock Disposition 2013-12-05 50,905 $7.80 239,619 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2013-12-04 1,178 $0.00 1,178 $4.80
Common Stock Option (right to buy) Disposition 2013-12-05 50,905 $0.00 50,905 $4.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
499,759 2011-01-26 2020-01-26 No 4 M Direct
448,854 2011-01-26 2020-01-26 No 4 M Direct
Footnotes
  1. Includes 235,000 of the Issuer's common stock underlying RSU's awarded.
  2. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 26, 2010 and for the balance in a series of equal monthly installments over the following 36 months.
  3. The underlying option became exercisable as to 1/4 of the option shares after one year from the vesting commencement date of January 26, 2010 and for the balance in a series of equal monthly installments over the following 36 months.