Filing Details
- Accession Number:
- 0001144204-13-066095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 16:08:05
- Reporting Period:
- 2013-12-05
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 16:08:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1230355 | Baxano Surgical Inc. | BAXS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1480801 | Michael Kenneth Reali | C/O Baxano Surgical, Inc. 110 Horizon Drive, Suite 230 Raleigh NC 27615 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-12-05 | 10,500 | $1.11 | 24,078 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12, inclusive. The reporting person undertakes to provide to Baxano Surgical, Inc., any security holder of Baxano Surgical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Billionaire Hedge Funds
