Filing Details
- Accession Number:
- 0001209191-13-055666
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-12-06 14:37:02
- Reporting Period:
- 2013-12-04
- Filing Date:
- 2013-12-06
- Accepted Time:
- 2013-12-06 14:37:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1389072 | Heartware International Inc. | HTWR | Surgical & Medical Instruments & Apparatus (3841) | 980498958 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404477 | Bain Robert Thomas | C/O Heartware International, Inc. 205 Newbury St., Suite 101 Framingham MA 01701 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-12-04 | 2,500 | $95.54 | 4,800 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,510 | Direct | |
Common Stock | 6,942 | Indirect | See footnote |
Common Stock | 5,000 | Indirect | See footnote |
Footnotes
- Robert Thomas as Trustee of the RB Thomas Superannuation Fund.
- Held by Mr. Thomas' spouse, Mrs. Kyrenia Thomas.
- Robert Thomas as Trustee of the Thomas Family Account.