Filing Details

Accession Number:
0001127602-13-033887
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-12-06 14:09:00
Reporting Period:
2013-12-04
Filing Date:
2013-12-06
Accepted Time:
2013-12-06 14:09:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
84246 Rli Corp RLI Fire, Marine & Casualty Insurance (6331) 370889946
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192701 E Jonathan Michael 9025 N. Lindbergh Drive
Peoria IL 61615
President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-12-04 200 $97.48 4,860 No 4 S Indirect Michael Charitable Fund dtd 08/30/11
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Michael Charitable Fund dtd 08/30/11
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 256,092 Direct
Common Stock 94,064 Indirect By Empl. Stock Ownership Plan
Common Stock 51,093 Indirect By Key Employee Benefit Plan
Common Stock 20,620 Indirect By Trust
Common Stock 4,619 Indirect J.E. Michael 2011 Grantor Retained Annuity Trust Dtd 08/02/11
Common Stock 6,035 Indirect J.E. Michael 2012 Grantor Retained Annuity Trust Dtd 07/24/12
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $34.04 2007-11-03 2016-11-03 10,500 10,500 Direct
Common Stock Stock Option $36.21 2008-02-02 2017-02-02 10,500 10,500 Direct
Common Stock Stock Option $36.09 2008-05-03 2017-05-03 10,500 10,500 Direct
Common Stock Stock Option $36.67 2008-08-03 2017-08-03 10,500 10,500 Direct
Common Stock Stock Option $36.03 2008-11-02 2017-11-02 10,500 10,500 Direct
Common Stock Stock Option $35.41 2009-02-01 2018-02-01 10,500 10,500 Direct
Common Stock Stock Option $34.36 2009-08-01 2018-08-01 10,500 10,500 Direct
Common Stock Stock Option $36.73 2009-11-03 2018-11-03 10,500 10,500 Direct
Common Stock Stock Option $36.89 2010-02-02 2019-02-02 10,500 10,500 Direct
Common Stock Stock Option $26.90 2010-05-07 2017-05-07 1,950 1,950 Direct
Common Stock Stock Option $30.49 2010-08-03 2017-08-03 3,900 3,900 Direct
Common Stock Stock Option $29.90 2010-11-02 2017-11-02 3,900 3,900 Direct
Common Stock Stock Option $31.62 2011-02-01 2018-02-01 9,750 9,750 Direct
Common Stock Stock Option $36.34 2011-05-06 2018-05-06 8,500 8,500 Direct
Common Stock Stock Option $36.20 2011-08-02 2018-08-02 8,500 8,500 Direct
Common Stock Stock Option $37.26 2011-11-01 2018-11-01 8,500 8,500 Direct
Common Stock Stock Option $42.28 2012-02-01 2019-02-01 8,500 8,500 Direct
Common Stock Stock Option $45.73 2012-05-05 2019-05-05 15,000 15,000 Direct
Common Stock Stock Option $49.62 2012-08-01 2019-08-01 15,000 15,000 Direct
Common Stock Stock Option $54.59 2012-11-01 2019-11-01 15,000 15,000 Direct
Common Stock Stock Option $64.61 2013-02-01 2020-02-01 15,000 15,000 Direct
Common Stock Stock Option $60.70 2013-05-03 2020-05-03 15,000 15,000 Direct
Common Stock Stock Option $55.25 2013-08-01 2020-08-01 15,000 15,000 Direct
Common Stock Stock Option $59.83 2013-11-01 2020-11-01 15,000 15,000 Direct
Common Stock Stock Option $66.48 2014-02-01 2021-02-01 15,000 15,000 Direct
Common Stock Stock Option $68.84 2014-05-02 2021-05-02 10,000 10,000 Direct
Common Stock Stock Option $80.54 2014-08-01 2021-08-01 10,000 10,000 Direct
Common Stock Stock Option $91.10 2014-11-01 2021-11-01 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2016-11-03 10,500 10,500 Direct
2017-02-02 10,500 10,500 Direct
2017-05-03 10,500 10,500 Direct
2017-08-03 10,500 10,500 Direct
2017-11-02 10,500 10,500 Direct
2018-02-01 10,500 10,500 Direct
2018-08-01 10,500 10,500 Direct
2018-11-03 10,500 10,500 Direct
2019-02-02 10,500 10,500 Direct
2017-05-07 1,950 1,950 Direct
2017-08-03 3,900 3,900 Direct
2017-11-02 3,900 3,900 Direct
2018-02-01 9,750 9,750 Direct
2018-05-06 8,500 8,500 Direct
2018-08-02 8,500 8,500 Direct
2018-11-01 8,500 8,500 Direct
2019-02-01 8,500 8,500 Direct
2019-05-05 15,000 15,000 Direct
2019-08-01 15,000 15,000 Direct
2019-11-01 15,000 15,000 Direct
2020-02-01 15,000 15,000 Direct
2020-05-03 15,000 15,000 Direct
2020-08-01 15,000 15,000 Direct
2020-11-01 15,000 15,000 Direct
2021-02-01 15,000 15,000 Direct
2021-05-02 10,000 10,000 Direct
2021-08-01 10,000 10,000 Direct
2021-11-01 10,000 10,000 Direct
Footnotes
  1. Transaction reflects sale of shares held in the Michael Charitable Fund, Jonathan E. Michael Donor, dated 8/30/11.
  2. Ownership reflects dividend reinvestment
  3. Stock option grant price adjusted to reflect $3.00 extraordinary dividend declared 11/14/13.
  4. Stock option grant price adjusted to reflect $5 extraordinary dividend declared 11/14/12.
  5. Stock Option grant price adjusted to reflect $5 RLI extraordinary dividend declared 11/17/11.
  6. Stock Option grant price adjusted to reflect $7 RLI extraordinary dividend paid 12/29/10.
  7. Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencingone year from grant date and each year thereafter in 20% increments.